What are the SEC’s New Reporting Requirements? The SEC’s new reporting requirements mandate increased transparency in securities lending transactions. These requirements aim to enhance the data available to regulators and…
What are the key principles of Basel III? The key principles of Basel III focus on strengthening bank capital requirements and improving risk management. Basel III mandates higher minimum capital…
What is MiFID II and its significance in Securities Lending Regulations? MiFID II, or the Markets in Financial Instruments Directive II, is a comprehensive regulatory framework implemented in the European…
The article examines the effects of COVID-19 on Securities Finance Regulatory Frameworks, highlighting significant changes driven by the pandemic. Key developments include accelerated digital transformation, enhanced risk management practices, and…
The FSB Recommendations on Securities Financing Markets aim to enhance the stability and transparency of securities financing markets through improved data collection, monitoring, and reporting practices. Key recommendations include establishing…
The EU Benchmark Regulation is a legislative framework established by the European Union to ensure the integrity and transparency of financial benchmarks. Implemented in 2016, it applies to all benchmark…
Recent developments in anti-money laundering (AML) regulations for securities finance focus on stricter compliance requirements and enhanced monitoring systems. Regulatory bodies, including the Financial Action Task Force (FATF) and the…
The recent changes in Securities and Exchange Commission (SEC) regulations significantly impact securities finance practices, focusing on enhanced disclosure and reporting of short sales. These new regulations require firms to…
The LIBOR Transition signifies the global shift from the London Interbank Offered Rate (LIBOR) to alternative reference rates, impacting the pricing and valuation of financial instruments in securities financing. This…
The article outlines the key compliance requirements for securities finance under the Dodd-Frank Act, focusing on registration, reporting, and risk management obligations for entities involved in this sector. Entities must…
Victor Hargrove