The new CFTC rules for securities finance activities are designed to enhance transparency and risk management within the financial system. These regulations require market participants to report securities financing transactions…
The short selling landscape encompasses the environment and conditions under which short selling occurs in financial markets, where investors borrow shares to sell with the intent of repurchasing them at…
Securities lending is a financial process that enhances market liquidity by enabling investors to borrow securities, facilitating short selling, and increasing share availability for efficient price discovery. This article explores…
The article evaluates the risks associated with regulatory changes in securities finance, focusing on compliance risk, market risk, and operational risk. Compliance risk arises from non-adherence to new regulations, potentially…
Stock borrowing has undergone significant innovations, primarily driven by advancements in technology. Key developments include the implementation of blockchain technology, which enhances transparency and reduces settlement times, and algorithmic trading…
Counterparty risk in securities financing refers to the potential loss incurred when one party fails to meet its contractual obligations, particularly in transactions like securities lending and repurchase agreements. This…
Risk management techniques in securities lending transactions focus on minimizing potential losses and ensuring operational stability. Key components include collateral management, counterparty risk assessment, and transaction monitoring, which are essential…
Collateral management is the process of overseeing collateral assets to mitigate credit risk in financial transactions. This article explores best practices in collateral management, including risk assessment, monitoring, and effective…
Victor Hargrove